Alkenes & Alkynes Section 52 of 123

Oxidative cleavage & dihydroxylation

the why on every wrong step

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Take one alkene, 2-methylbut-2-ene, and three reagents. mCPBA adds a single oxygen and makes a three-membered ring. OsO₄ adds two OH groups. Ozone cuts the molecule in two at the double bond.

All three reactions oxidize the alkene: its two carbons gain bonds to oxygen. (Oxidation & Reduction later gives a way to count them.) What sets the reactions apart is how far they go, so choosing a reagent means choosing how much of the alkene survives.

Epoxidation: one oxygen, ring intact

mCPBA turns cis-but-2-ene into an epoxide, a three-membered ring made of the two alkene carbons and one oxygen. The oxygen bridges the two former alkene carbons.

mCPBA is short for meta-chloroperoxybenzoic acid. It is a peroxyacid: a carboxylic acid with a second oxygen in its OH group, so C(=O)–O–H becomes C(=O)–O–O–H. Written short, a carboxylic acid is RCO₂H and a peroxyacid is RCO₃H. The new O–O bond is weak.

A CARBOXYLIC ACIDROOHR–CO₂HA PEROXYACID: ONE MORE OROOOHweak O–O bondouter OR–CO₃HClOOOHmCPBAmeta-chloroperoxybenzoic acid
Put the two acids one above the other and the difference is one extra oxygen, between the OH oxygen and its H. In mCPBA the R group is a benzene ring that carries a chlorine.

The alkene attacks the outer oxygen, the one that carries the H. That oxygen is easy to attack because the O–O bond is weak, and the group it breaks away from is stable: its electrons end up spread over both oxygens of a carboxyl group by resonance.

Everything happens in one step. The pi bond attacks the outer oxygen, the O–O bond breaks, and the proton on that oxygen moves across to the carbonyl oxygen. All of this runs through a single cyclic transition state. It is called the butterfly transition state, because the peroxyacid sits over the alkene at right angles to it, like a pair of wings. The byproduct is the ordinary carboxylic acid.

ONE STEP, FOUR ARROWSOOOHAr1234outer OAr = the ringof mCPBAcis-but-2-eneAFTER THE STEPO+OArOHthe epoxidethe carboxylic acidTHE BUTTERFLY TRANSITION STATEOOOHArtwo C–O bondshalf formedO–O halfbrokennear Cfar Cthe C=C runs into the page, at rightangles to the peroxyacid ring
Follow the arrows round in order, 1 to 4. The oxygen that ends up in the epoxide is the outer O, and it forms both of its C–O bonds in this one step. The bottom panel is the same moment in three dimensions, with the alkene seen end-on.

Two consequences follow, and exams test both. First, the oxygen reaches both carbons from the same face of the alkene, so the addition is syn. Second, no intermediate forms, so no bond has a chance to rotate, and the alkene's geometry carries straight into the ring.

So cis-but-2-ene gives the cis epoxide. It has a mirror plane, so it is a single achiral meso compound. trans-But-2-ene gives the trans epoxide, which is chiral. mCPBA attacks either face of the flat alkene equally often, so the two enantiomers form 50:50: a racemate. Each alkene geometry gives its own stereoisomer, which makes the reaction stereospecific, a term first used for bromine in Addition reactions.

cis-BUT-2-ENEmCPBAOmirrorplanemeso: achiral, one compoundtrans-BUT-2-ENEmCPBAOO(2R,3R)(2S,3S)mirrorimages50 : 50
Both methyls start on the same side in the cis alkene, and they stay on the same face of the ring. The trans alkene keeps them apart, so they end up on opposite faces.
Stereospecific does not mean enantioselective. An enantioselective reaction favors one enantiomer over the other. Epoxidation does not: it fixes where the two methyl groups sit relative to each other, but chance decides which face mCPBA attacks.

Epoxides are strained, and that makes them reactive. Alcohols, Ethers & Related Chemistry covers their reactions. The one reaction this section needs is ring opening by water, in the next part.

The two diols, and how to choose between them

A 1,2-diol, also called a glycol, has OH groups on two neighboring carbons. Cyclohexene can be turned into cyclohexane-1,2-diol in two ways. One gives the cis diol and the other the trans diol, and telling these two apart is the most examined point in the section.

The syn route: OsO₄. Osmium tetroxide adds to the alkene in one step, as mCPBA does. Two of its oxygens bond to the two carbons at the same time, from the same face, and close a five-membered ring called an osmate ester. Sodium hydrogen sulfite (NaHSO₃) in water then cuts the osmium off, and each oxygen keeps its bond to carbon as an OH. Both OH groups end up on the face the OsO₄ came from: a syn addition, giving a syn diol. On a ring, the syn diol is the cis diol.

1 OsO₄ ADDS IN ONE STEPOOOsOOboth O add to the same face of the C=C2 THE OSMATE ESTEROOOsOOboth C–O bonds on the front face3 NaHSO₃ IN WATER CUTS OFF THE OSMIUMOHOHcis-cyclohexane-1,2-diolboth OH toward you
Both oxygens come from the same OsO₄ molecule, so they join the ring on the same face and stay there until the osmium is removed.

OsO₄ is expensive and toxic, so it is usually used in small, catalytic amounts together with NMO (N-methylmorpholine N-oxide). NMO is a co-oxidant: it turns the spent osmium back into OsO₄, so each osmium atom can react many times. The two reagents go into the flask together, and this page writes them as OsO₄, NMO.

Cold, dilute, basic KMnO₄ gives the same syn diol through a similar cyclic ester of manganese. It is cheaper than OsO₄ but less clean, because it can go on to oxidize the product further.

The anti route: mCPBA, then aqueous acid. mCPBA first puts one oxygen on one face, as the epoxide. The acid then adds H⁺ to the epoxide oxygen, which turns it into a better leaving group. Water attacks one ring carbon from the face opposite the C–O bond that breaks, the same backside attack an SN2 reaction makes (Substitution & Elimination). Loss of H⁺ then leaves an OH. The two oxygens end up on opposite faces, so the addition is anti. The result is an anti diol, which on a ring is the trans diol.

1 mCPBA PUTS ONE O ON THE FRONT FACEOthe epoxide Opoints toward you2 H⁺ ON THE O, THEN WATER FROM THE BACKOH+H₂Obehind the pagewater attacks fromthe back, oppositethe C–O that breaks3 LOSS OF H⁺ GIVES THE DIOLOHOHtrans-cyclohexane-1,2-diolone OH toward you,one away
The first oxygen stays on the face where mCPBA put it. Water can only reach the carbon from the other face, so the second OH ends up there.

In the epoxide of cyclohexene the two ring carbons are alike. Water attacks each of them equally often, and the two choices give mirror images, so the trans diol forms as a racemate.

OsO₄ → syn diol. mCPBA, then aqueous acid → anti diol. Same starting alkene, same molecular formula in the product, different diastereomer. A question that asks for one particular diol is testing this pair.

Which diastereomer, exactly — and is it chiral?

A double bond in a small ring is always cis, so on a ring only syn or anti matters. An open-chain alkene can be cis or trans, and the product depends on both choices. But-2-ene shows all four combinations.

AlkeneOsO₄ (syn)mCPBA then H₃O⁺ (anti)
cis-But-2-enemeso-butane-2,3-diol (achiral)racemic (±)-butane-2,3-diol
trans-But-2-eneracemic (±)-butane-2,3-diolmeso-butane-2,3-diol (achiral)
ALKENEOsO₄ (syn)mCPBA, then H₃O⁺ (anti)cis-but-2-eneCH₃HCH₃HCH₃HOHCH₃HOHmirror planemeso (2R,3S): achiral, one compoundboth faces of attack give this same moleculeCH₃HOHCH₃HOHCH₃HOHCH₃HOH(2S,3S)(2R,3R)racemic (±): mirror images, 50 : 50trans-but-2-eneCH₃HCH₃HCH₃HOHCH₃HOHCH₃HOHCH₃HOH(2S,3S)(2R,3R)racemic (±): mirror images, 50 : 50CH₃HOHCH₃HOHmeso (2R,3S): achiral, one compoundboth faces of attack give this same molecule
Each product keeps the alkene’s CH₃ and H groups where they were, and adds one OH to each carbon, toward you (wedge) or away from you (hash).

Start with cis-but-2-ene and OsO₄, top row in the middle. Both OH groups point toward you, and the two CH₃ groups stay on the upper side, where the alkene had them. A mirror plane runs between the two carbons, so the diol is achiral even though it has two stereocenters. That is the meso case from Meso compounds.

Now switch to anti addition on the same alkene. One OH points toward you and the other away, so the mirror plane is gone and the product is chiral. The epoxide from cis-but-2-ene is meso, just like the epoxide of cyclohexene, and water opens it at C2 or at C3 equally often. The two choices give the two enantiomers in equal amounts: a racemate.

The second row of the table is the first row with its two answers swapped. Changing either the alkene geometry or the reagent flips the answer, and changing both flips it back. So trans-but-2-ene with anti addition gives the meso diol again. In the figure it does not look symmetric, but give C3 a half turn about the C2–C3 bond and it becomes the meso drawing in the top row.

Syn and anti also name zigzag drawings, and the two uses can disagree. Drawn as a zigzag, meso-butane-2,3-diol has one OH on a wedge and one on a hash, even though syn addition made it. For an addition, syn and anti name the faces the groups arrived from. For a finished zigzag, they name the wedges and hashes. Diastereomers sets out both uses.
The rule behind the table: a stereospecific reaction on an achiral starting material, with achiral reagents, can control relative stereochemistry but not absolute stereochemistry (relative and absolute configuration are set out in Diastereomers). OsO₄ guarantees that both OH groups arrive on one face. It cannot choose which face, so whenever the product is chiral it comes out racemic. A single enantiomer needs something chiral in the flask. The Sharpless asymmetric dihydroxylation adds a chiral ligand to the osmium, and that work shared the 2001 Nobel Prize.

Ozonolysis: cutting the double bond in half

Treat 2-methylbut-2-ene with ozone (O₃) and then dimethyl sulfide, and the molecule comes apart into propanone and ethanal. Each carbon of the old double bond has become a C=O. This reaction is ozonolysis: ozone breaks both the sigma and the pi bond of the C=C.

Ozone alone does not give the carbonyl compounds. It first adds across the double bond in one step, giving an unstable ring called the molozonide. That ring splits in two, and the pieces join up the other way round as the ozonide, in which the two old alkene carbons are linked only through oxygen.

The ozonide is what the flask contains when the ozone is switched off, and it has no C=O yet. A second reagent, the workup, takes it apart. That is why ozonolysis is always written with two reagents, and why the workup, not the ozone, decides whether each end stops as an aldehyde or goes on to an acid.

1 OZONE ADDS ACROSS THE C=C IN ONE STEPR₂CCR₂O⁻O⁺Oboth new C–O bonds form at once2 THE MOLOZONIDE SPLITS IN TWOR₂CCR₂OOOmolozonide (a 1,2,3-trioxolane)3 THE PIECES REJOIN THE OTHER WAY ROUNDR₂COCR₂O⁺O⁻a carbonyl compounda carbonyl oxide4 THE OZONIDE: IN THE FLASK UNTIL THE WORKUPR₂CCR₂OOOozonide (a 1,2,4-trioxolane)the two old alkene carbons no longer share a bond
Three arrows in each of the first three panels. The ring in panel 4 is what the workup opens.The numbers in the ring names say where the oxygens are. The molozonide is a 1,2,3-trioxolane: three oxygens in a row, with the old C–C bond still intact, and its O–O bonds are too weak for it to last. The ozonide is a 1,2,4-trioxolane: one O between the carbons on one side of the ring, and an O–O pair on the other.

The two usual workups differ in what they do to a new C=O carbon that carries an H.

  • Reductive workup: dimethyl sulfide (Me₂S), or zinc in acetic acid. Me₂S removes the extra oxygen from the ozonide and becomes dimethyl sulfoxide. The fragments stop as carbonyl compounds: an alkene carbon that carried two carbon groups becomes a ketone, and one that carried an H becomes an aldehyde.
  • Oxidative workup: hydrogen peroxide (H₂O₂). The peroxide stays in the flask as an oxidant, so any fragment that would have been an aldehyde is oxidized on to a carboxylic acid. A ketone has no H on its carbonyl carbon to lose, so it is unaffected.
2-METHYLBUT-2-ENEHno H hereone H hereO₃ cuts hereTHEN Me₂S: REDUCTIVE WORKUPO+HOpropanoneethanalTHEN H₂O₂: OXIDATIVE WORKUPO+OHOpropanone, againethanoic acid
Each alkene carbon becomes a C=O. The carbon with no H can only become a ketone. The carbon with an H becomes an aldehyde, and peroxide takes that aldehyde on to the acid.
The terminal-alkene trap. A =CH₂ end carries two hydrogens, so it can be oxidized furthest. With Me₂S it becomes formaldehyde, HCHO, which is easy to leave out of a product list. With an oxidative workup it becomes formic acid, HCO₂H, and a strong oxidant such as hot, concentrated KMnO₄ takes that on to CO₂. The CO₂ bubbles out of the flask and is not isolated at all. So oct-1-ene with hot, concentrated KMnO₄ gives heptanoic acid and no second product that can be collected. When you work backwards and the fragments do not add up to the molecular formula, suspect a lost CH₂ first.

Ozonolysis also shows where the double bond was in an unknown alkene. Identify the two carbonyl fragments, then join them back together at their carbonyl carbons. A question that gives you the fragments and asks for the alkene wants exactly this, as the next example shows.

Worked example — reading a cleavage backwards

An unknown alkene, C₆H₁₂, is ozonolyzed with Me₂S workup. The products are propanal and propanone (acetone).

Find the two carbonyl carbons. Propanal is CH₃CH₂CHO, so its carbonyl carbon carried one hydrogen and an ethyl group. Propanone is (CH₃)₂CO, so its carbonyl carbon carried two methyl groups.

Rebuild the double bond. Remove both oxygens and join those two carbons with a C=C: CH₃CH₂–CH=C(CH₃)₂, which is 2-methylpent-2-ene. Check the formula: C₆H₁₂. ✓

THE FRAGMENTSOHOpropanalpropanoneremove both OJOIN THE TWO CARBONS WITH A C=CH2-methylpent-2-ene, C₆H₁₂
Turn the two carbonyl groups to face each other, take out both oxygens, and join the two carbons with a double bond.

The tell in the question is that one fragment is an aldehyde and one a ketone. So one alkene carbon bore a hydrogen and the other did not, and the alkene was trisubstituted.

One case breaks the two-fragment habit. When the double bond is in a ring, cutting it does not make two molecules, because the rest of the ring still joins the two ends. Cyclohexene with O₃ and then Me₂S gives a single molecule, hexanedial, OHC–(CH₂)₄–CHO, with a CHO group at each end.

O₃, thenMe₂SOOHHcyclohexenehexanedial: one molecule
The cut goes through the highlighted double bond. The other four ring carbons still hold the two ends together, so one molecule comes out, with a CHO group at each end.

So a single product with two C=O groups is the signature of a ring alkene. A single product with one C=O group, formed as two moles per mole of alkene, points instead to a symmetric open-chain alkene, whose two halves are identical.

Worked example — one alkene, six reagents

The substrate is 2-methylbut-2-ene, (CH₃)₂C=CH–CH₃. Before choosing a reagent, label the two alkene carbons. The left one carries two methyl groups and no hydrogen; the right one carries one methyl group and one hydrogen. Every answer below comes from that labeling.

THE SUBSTRATEHtwo CH₃, no Hone CH₃, one H(a) mCPBAO2,2,3-trimethyl-oxirane(b) AND (c) OsO₄, OR mCPBA THEN H₃O⁺OHOH*2-methylbutane-2,3-diol* the one stereocenter
The star marks C3, the only stereocenter the diol has.

(a) mCPBA. One oxygen goes across the double bond and nothing is cut. The product is the epoxide, 2,2,3-trimethyloxirane (oxirane is the systematic name for the epoxide ring). No OH appears.

(b) OsO₄, then NaHSO₃. Two OH groups add to the same face, giving 2-methylbutane-2,3-diol, the syn diol. This reaction creates only one stereocenter, C3. C2 carries two methyl groups, so it is not a stereocenter. With one stereocenter, syn has no visible consequence here, and the product is simply racemic. To see syn and anti give different products, pick a substrate that gains two stereocenters.

(c) mCPBA, then H₃O⁺. Backside opening of the epoxide gives the anti diol with the same constitution. For the reason given in (b), it is the same compound as the product of (b).

(d) O₃, then Me₂S. Cut the double bond and give each carbon a C=O. The carbon with two methyl groups has no hydrogen, so it can only become a ketone: propanone. The other carbon has a hydrogen, so it becomes an aldehyde: ethanal. Products: propanone + ethanal, as drawn in the workup figure above.

(e) O₃, then H₂O₂. Same cut, oxidative workup. The ketone is unchanged, because its carbonyl carbon has no hydrogen to lose. The aldehyde is oxidized one step further, to the acid. Products: propanone + ethanoic acid.

(f) Hot, concentrated KMnO₄. Same outcome as (e): propanone + ethanoic acid. Cold, dilute and basic KMnO₄ would instead give the syn diol from (b).

The method comes down to two questions. Does the reagent cut the double bond or add across it? If it cuts, does each carbon carry a hydrogen? The summary table below answers the first question for each reagent. You answer the second from the substrate.

The whole section as one decision

ReagentWhat happens to the C=CProduct
mCPBAOne O added, ring keptEpoxide (stereospecific)
OsO₄, NMOTwo OH, same facesyn diol
mCPBA then H₃O⁺Two OH, opposite facesanti diol
O₃ then Me₂SCleavedAldehydes and/or ketones
O₃ then H₂O₂CleavedCarboxylic acids and/or ketones
Hot, concentrated KMnO₄CleavedCarboxylic acids and/or ketones
Cold, dilute, basic KMnO₄Two OH, same facesyn diol

KMnO₄ appears twice on purpose, because its conditions do all the work. Cold, dilute and basic, it stops at the syn diol. Hot and concentrated, it cuts the double bond and gives the oxidative result, the same products as ozone followed by H₂O₂ (except at a =CH₂ end; see the trap above); some questions write it in place of that pair. A question that gives KMnO₄ without conditions is incomplete, and one that gives them is telling you which row to read.

What carries forward

The syn and anti diols are a stereochemical choice you make by picking the reagent. Choices of that kind are what synthesis questions are built around, and Catalytic hydrogenation adds another one, for alkynes.

Ozonolysis run backwards is a way to work out structure. Given the fragments, you find the parent alkene. That makes it a structure-finding tool, like the methods of IR & Mass Spectrometry, the next chapter.